Thomas J Moll

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-12
UT	RA	APPROVED	2026-06-01

TX RA
APPROVED

Since 2026-06-12
UT RA
APPROVED

Since 2026-06-01

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Sandy	UT	09/2021	Present
Unisys	Salt Lake City	UT	03/2016	10/2021

09/2021 → Present

Morgan Stanley

Sandy, UT
03/2016 → 10/2021

Unisys

Salt Lake City, UT

Other Businesses

*604699 - Mystic Hobby LLC.; Investment Related - Yes; West Jordan, Utah; Retail/Online Stores; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0; After Business Hours: 36; Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-29

S66 Uniform Combined State Law Examination

2026-05-29

Other Names

Tom Moll
Tj Moll
Poof Moll

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

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