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2005 Hart Street, Dyer, IN 46311 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-23 |
| IA | RA | APPROVED | 2024-04-19 |
| IN | RA | APPROVED | 2024-01-24 |
Branch Locations
2005 Hart Street, Dyer, IN 46311 • United States
225 East Main Street, Morrison, IL 61270 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gineris Wealth Management | Dyer | IN | 01/2019 | 03/2020 |
| North Central College | Naperville | IL | 09/2016 | 05/2020 |
| Modern Woodmen Of America | Rock Island | IL | 07/2020 | 07/2023 |
| Esp Baseball & Softball | Oswego | IL | 08/2019 | 04/2020 |
| Aurora Thunder Travel Baseball | Aurora | IL | 09/2018 | 07/2019 |
| The City Rebar | Morrison | IL | 06/2014 | 09/2017 |
| Mwa Financial Services Inc | Rock Island | IL | 11/2021 | 07/2023 |
| Woodbury Financial Services Inc | Morrison | IL | 07/2023 | 01/2024 |
| Gineris Wealth Management | Dyer | IN | 09/2023 | Present |
| Osaic Wealth Inc | Morrison | IL | 01/2024 | Present |
1.GINERIS WEALTH MANAGEMENT POSITION: Financial Planner NATURE: The sale of outside fixed insurance products both life insurance and annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/22/2023 ADDRESS: 225 E Main St, Morrison IL 61270, United States DESCRIPTION: I will be selling life insurance and annuity products as part of my financial planning services. 2. GINERIS WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: Independent registered investment advisory firm. LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/30/2023 ADDRESS: 225 E Main St, Morrison IL 61270, United States DESCRIPTION: Part of an independent RIA. This will contribute to my work and will be coinciding as my work as a registered representative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-27 |
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