Best Investors Account Sign in

Berenice A Tapia-Vertiz

J.P. Morgan Securities LLC

Woodridge, IL

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
IL RA APPROVED 2025-10-27
  • TX RA
    APPROVED
    Since 2026-01-21
  • IL RA
    APPROVED
    Since 2025-10-27

Branch Locations

7501 Lemont Road, Woodridge, IL 60517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Woodridge IL 02/2016 Present
J.P. Morgan Securities Llc Woodridge IL 08/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-18
S63 Uniform Securities Agent State Law Examination 2021-10-29
  • S65 Uniform Investment Adviser Law Examination
    2025-02-18
  • S63 Uniform Securities Agent State Law Examination
    2021-10-29
Other Names
  • Berenice Tapia
  • Berenice Tapia-Veritz
  • Berenice A Tapia-Veritz
  • Berenice A Tapia-Vertiz
  • Berenice A Tapia Vertiz

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
LIBERTY ASSET MANAGEMENT, INC.
MOMENTUM FINTECH LLC
EQUITABLE ADVISORS, LLC
ONEAMERICA SECURITIES, INC.
FIFTH THIRD SECURITIES, INC.

Other Investors

Jeffrey CARL Lamb
SANDRA LYNN MCCLANAHAN
GABRIEL ANDORF CHAVEZ
BARTH J MORREALE
David Alan Ambre
ANDREW CRAIG UMBACH
Elizabeth Ann Pedretti
Denise Mary Pacione

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Woodridge, IL
EDWARD JONES · WOODRIDGE, IL
CETERA INVESTMENT ADVISERS LLC · LISLE, IL
EDWARD JONES · LISLE, IL
LIBERTY ASSET MANAGEMENT, INC. · WOODRIDGE, IL
MOMENTUM FINTECH LLC · LISLE, IL
EQUITABLE ADVISORS, LLC · LISLE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Lisle, IL

More in Woodridge, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor