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Wayne Benjamin Smith

Fbl Wealth Management, LLC

West Des Moines, IA

CRD 4926469

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Employer firm

Fbl Wealth Management, LLC CRD 291396

$9.24M regulatory AUM 8,258 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Fbl Wealth Management, Llc

5400 University Avenue, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2020-04-27
SD RA APPROVED 2020-04-24
  • ND RA
    APPROVED
    Since 2020-04-27
  • SD RA
    APPROVED
    Since 2020-04-24

Branch Locations

5400 University Ave, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Sioux Falls SD 04/2016 04/2018
Thrivent Financial Appleton WI 05/2016 04/2018
Farm Bureau Rapid City SD 09/2018 01/2020
Fbl Marketing Services, Llc West Des Moines IA 11/2018 Present
Unemployment Volga SD 04/2018 09/2018
Fbl Fianancial Group West Des Moines IA 02/2020 01/2025
Fbl Financial Group West Des Moines IA 01/2025 Present
  • 04/2016 → 04/2018
    Sioux Falls, SD
  • 05/2016 → 04/2018
    Thrivent Financial
    Appleton, WI
  • 09/2018 → 01/2020
    Farm Bureau
    Rapid City, SD
  • 11/2018 → Present
    Fbl Marketing Services, Llc
    West Des Moines, IA
  • 04/2018 → 09/2018
    Unemployment
    Volga, SD
  • 02/2020 → 01/2025
    Fbl Fianancial Group
    West Des Moines, IA
  • 01/2025 → Present
    Fbl Financial Group
    West Des Moines, IA
Previous Registrations
Other Businesses

1) FARM BUREAU LIFE AND AFFILIATES; NOT INVESTMENT RELATED; 5400 UNIVERSITY AVE, WDM IA, INSURANCE; 02-01-2020; FULL TIME 2) FBL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES IA 50266; INVESTMENT ADVISORY AND FINANCIAL PLANNING; INVESTMENT ADVISER REPRESENTATIVE; DATE OF FBLWM RELEASE LETTER, UNTIL FURTHER NOTICE; Varied HOURS PER MONTH; Varied HOURS DEVOTED PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES TO CUSTOMERS; FEE BASED, HOURLY RATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-16
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S65 Uniform Investment Adviser Law Examination
    2016-05-16
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20
Other Names
  • Wayne Benjamin Smith
  • Wayne Smith

View on SEC IAPD

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