Best Investors Account Sign in

Alexander Tyson Wolff

Ubs Financial Services Inc.

New York, NY

CRD 7443485

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-21
  • NY RA
    APPROVED
    Since 2022-01-21

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 11/2021 Present
Office Of The Bronx District Attorney Bronx NY 10/2017 11/2021
Palma Restaurant New York NY 08/2017 10/2017
Sunset Grill Restaurant Norwalk CT 08/2017 10/2017
Bar Prep/Study Wilmington MA 05/2017 07/2017
Suffolk University Law School Boston NY 08/2014 05/2017
Love The Reef Wilmington MA 11/2015 05/2017
  • 11/2021 → Present
    Ubs Financial Services
    New York, NY
  • 10/2017 → 11/2021
    Office Of The Bronx District Attorney
    Bronx, NY
  • 08/2017 → 10/2017
    Palma Restaurant
    New York, NY
  • 08/2017 → 10/2017
    Sunset Grill Restaurant
    Norwalk, CT
  • 05/2017 → 07/2017
    Bar Prep/Study
    Wilmington, MA
  • 08/2014 → 05/2017
    Suffolk University Law School
    Boston, NY
  • 11/2015 → 05/2017
    Love The Reef
    Wilmington, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-21
  • S66 Uniform Combined State Law Examination
    2022-01-21

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor