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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-21 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 11/2021 | Present |
| Office Of The Bronx District Attorney | Bronx | NY | 10/2017 | 11/2021 |
| Palma Restaurant | New York | NY | 08/2017 | 10/2017 |
| Sunset Grill Restaurant | Norwalk | CT | 08/2017 | 10/2017 |
| Bar Prep/Study | Wilmington | MA | 05/2017 | 07/2017 |
| Suffolk University Law School | Boston | NY | 08/2014 | 05/2017 |
| Love The Reef | Wilmington | MA | 11/2015 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-21 |
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