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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-30
TX RA APPROVED 2023-02-24
  • NY RA
    APPROVED
    Since 2026-07-30
  • TX RA
    APPROVED
    Since 2023-02-24

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Birmingham MI 08/2021 Present
Jpmorgan Chase Bank, N.A. Birmingham MI 08/2021 Present
Ascendant Livonia MI 07/2020 08/2021
Imminent Lombard IL 02/2020 07/2020
Money & Co Barnes 06/2018 08/2018
Money & Co Barnes 06/2017 08/2017
Unemployed London 08/2015 05/2017
Unemployed London 09/2017 05/2018
Unemployed London 09/2018 06/2019
Unemployed Chicago IL 06/2019 01/2020
  • 08/2021 → Present
    Birmingham, MI
  • 08/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Birmingham, MI
  • 07/2020 → 08/2021
    Ascendant
    Livonia, MI
  • 02/2020 → 07/2020
    Imminent
    Lombard, IL
  • 06/2018 → 08/2018
    Money & Co
    Barnes
  • 06/2017 → 08/2017
    Money & Co
    Barnes
  • 08/2015 → 05/2017
    Unemployed
    London
  • 09/2017 → 05/2018
    Unemployed
    London
  • 09/2018 → 06/2019
    Unemployed
    London
  • 06/2019 → 01/2020
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-21
S63 Uniform Securities Agent State Law Examination 2022-01-31
  • S65 Uniform Investment Adviser Law Examination
    2023-02-21
  • S63 Uniform Securities Agent State Law Examination
    2022-01-31

View on SEC IAPD

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