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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-09-28
  • NJ RA
    APPROVED
    Since 2011-09-28

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Marina Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New York NY 04/2009 Present
  • 04/2009 → Present
    New York Life Insurance Company
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-03
S63 Uniform Securities Agent State Law Examination 2005-05-25
  • S65 Uniform Investment Adviser Law Examination
    2005-06-03
  • S63 Uniform Securities Agent State Law Examination
    2005-05-25

View on SEC IAPD

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