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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-09-05
  • IN RA
    APPROVED
    Since 2025-09-05

Branch Locations

902 Main Street Po Box 744, Jasper, IN 47546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Jasper Jasper IN 01/2015 Present
Seng & Seng Cpa's P.C Jasper IN 08/2007 08/2022
S&S Rentals Jasper IN 08/2015 Present
Avantax Investment Services Inc. Jasper IN 09/2021 09/2025
Avantax Advisory Services Jasper IN 09/2021 09/2025
Seng & Seng Cpa's P.C. Jasper IN 08/2007 Present
Cetera Wealth Services, Llc Jasper IN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2015 → Present
    City Of Jasper
    Jasper, IN
  • 08/2007 → 08/2022
    Seng & Seng Cpa's P.C
    Jasper, IN
  • 08/2015 → Present
    S&S Rentals
    Jasper, IN
  • 09/2021 → 09/2025
    Avantax Investment Services Inc.
    Jasper, IN
  • 09/2021 → 09/2025
    Avantax Advisory Services
    Jasper, IN
  • 08/2007 → Present
    Seng & Seng Cpa's P.C.
    Jasper, IN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Jasper, IN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-08-01 → 2025-09-05
    Avantax Advisory Services
    Jasper, IN
Other Businesses

1)SENG & SENG CPA'S P.C. POSITION: Secretary NATURE: Certified Public Accounting Firm - payroll preparation, payroll tax and sales tax preparation, business and tax planning advice, individual and business tax return preparation services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 130 START DATE: 08/20/2007; ADDRESS: 902 Main St, PO Box 744, Jasper IN 47547, United States; DESCRIPTION: Managing shareholder of the firm Bookkeeping and financial decisions Accounts payable and receivable ank deposits and check writing Payroll preparation and submission of tax payments Once licensed, providing investment advice 2)S & S Rentals; Partner; Rental of commercial real estate building, including self-rental from related CPA firm, Seng & Seng CPA's PC.; NIR; 1; 08/24/2015; 902 Main St Jasper IN 47547; Assist with oversight of maintenance/condition of the property.Assist with making financial decisions with other partner.Assist partner in verifying timely collection of rent income. 3)City of Jasper; Utility Service Board Chairman; Mayoral appointed paid Utility Service Board position with the City of Jasper, Indiana. The board consists of seven members appointed by the Mayor and the Common Council.; IR; 2; 01/01/2015; 610 Main Street Jasper IN 47547-0029; The responsibility of the board is to set policy pertaining to the operation of each city owned utility, authorize capital expenditures, and approve payments to vendors for materials and supplies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01
Other Names
  • Roger A Seng

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