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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-09-05 |
Branch Locations
902 Main Street Po Box 744, Jasper, IN 47546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Jasper | Jasper | IN | 01/2015 | Present |
| Seng & Seng Cpa's P.C | Jasper | IN | 08/2007 | 08/2022 |
| S&S Rentals | Jasper | IN | 08/2015 | Present |
| Avantax Investment Services Inc. | Jasper | IN | 09/2021 | 09/2025 |
| Avantax Advisory Services | Jasper | IN | 09/2021 | 09/2025 |
| Seng & Seng Cpa's P.C. | Jasper | IN | 08/2007 | Present |
| Cetera Wealth Services, Llc | Jasper | IN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)SENG & SENG CPA'S P.C. POSITION: Secretary NATURE: Certified Public Accounting Firm - payroll preparation, payroll tax and sales tax preparation, business and tax planning advice, individual and business tax return preparation services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 130 START DATE: 08/20/2007; ADDRESS: 902 Main St, PO Box 744, Jasper IN 47547, United States; DESCRIPTION: Managing shareholder of the firm Bookkeeping and financial decisions Accounts payable and receivable ank deposits and check writing Payroll preparation and submission of tax payments Once licensed, providing investment advice 2)S & S Rentals; Partner; Rental of commercial real estate building, including self-rental from related CPA firm, Seng & Seng CPA's PC.; NIR; 1; 08/24/2015; 902 Main St Jasper IN 47547; Assist with oversight of maintenance/condition of the property.Assist with making financial decisions with other partner.Assist partner in verifying timely collection of rent income. 3)City of Jasper; Utility Service Board Chairman; Mayoral appointed paid Utility Service Board position with the City of Jasper, Indiana. The board consists of seven members appointed by the Mayor and the Common Council.; IR; 2; 01/01/2015; 610 Main Street Jasper IN 47547-0029; The responsibility of the board is to set policy pertaining to the operation of each city owned utility, authorize capital expenditures, and approve payments to vendors for materials and supplies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-01 |
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