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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED | 2022-07-29 |
| IN | RA | APPROVED | 2022-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ofs Brands Holdings Inc. | Huntingburg | IN | 10/2008 | 11/2021 |
| Baird | Jasper | IN | 12/2021 | Present |
Name/Address: Lakeside Stables LLC - 6590 W Holland Rd NE Holland IN 47541 Start date: October 2019 Hours spent: 1 hour/month Hours spent during trading Hours: 0 Role/Responsibility: Pay bills, compile tax documents for Small farm where we lease horse stables Not Investment related Name/Address: Menke Charitable Foundation - 1204 E 6th Street Huntingburg IN 47542 Start date: 12/1/2022 Hours spent: Less than 1/month Hours spent during trading Hours: 0 Role/Responsibility: Board Member, Treasurer Investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-25 |
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