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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2022-07-31 |
| IN | RA | APPROVED | 2019-10-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primevest Financial Services, Inc | St. Cloud | MN | 06/2000 | Present |
| German American Bank | Jasper | IN | 06/2000 | Present |
| Robert W. Baird & Co. Incorporated | Jasper | IN | 10/2019 | Present |
City of Huntinburg, start date 01/01/2019, volunteer, serve on economic development board, meeting once a year, 1 hr/mo, 0 hrs/mo trading. SOUTHWEST DUBOIS COUNTY SCHOOL CORP,1110 S MAIN STREET, HUNTINGBURG, IN 47542, HIGHSCHOOL BASKETBALL COACH, START DATE 10/01/2019, 40 HRS/MO, 0 HRS/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-02 |
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