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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Christmas Lake Golf Club | Santa Claus | IN | 08/2005 | 06/2022 |
| Fifth Third Bank | Jasper | IN | 09/2022 | Present |
| Fifth Third Securities | Jasper | IN | 11/2023 | Present |
Five Under - Jasper, IN - musical group - musician - 6 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-10 |
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