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Ashley N Balikes

Rbc Capital Markets, LLC

Houston, TX

Houston, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-11
  • TX RA
    APPROVED
    Since 2024-03-11

Branch Locations

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 10/2021 03/2024
Truecar Houston TX 06/2021 08/2021
Soltex Houston TX 10/2019 12/2020
Packaging Service Company Pearland TX 09/2016 11/2018
Bj's Brewhouse Pearland TX 08/2013 09/2016
Self Employed Designer Houston TX 01/2020 06/2021
Self Employed Designer Houston TX 12/2018 10/2019
Rbc Capital Markets, Llc Houston TX 03/2024 Present
  • 10/2021 → 03/2024
    Ubs Financial Services Inc
    Houston, TX
  • 06/2021 → 08/2021
    Truecar
    Houston, TX
  • 10/2019 → 12/2020
    Soltex
    Houston, TX
  • 09/2016 → 11/2018
    Packaging Service Company
    Pearland, TX
  • 08/2013 → 09/2016
    Bj's Brewhouse
    Pearland, TX
  • 01/2020 → 06/2021
    Self Employed Designer
    Houston, TX
  • 12/2018 → 10/2019
    Self Employed Designer
    Houston, TX
  • 03/2024 → Present
    Rbc Capital Markets, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2023-09-05
Other Names
  • Ashley Nicole Balikes

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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