Diana G Luna

Lawrenceville, NJ

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-15
NJ	RA	APPROVED	2019-07-16

TX RA
APPROVED

Since 2020-04-15
NJ RA
APPROVED

Since 2019-07-16

Branch Locations

200 Route 31 North, Flemington, NJ 08822 • United States

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co. Incorporated	Lawrenceville	NJ	02/2005	Present

02/2005 → Present

Morgan Stanley & Co. Incorporated

Lawrenceville, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-15

S66 Uniform Combined State Law Examination

2019-07-15

Other Names

Diana Luna

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CETERA INVESTMENT ADVISERS LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RAND FINANCIAL PLANNING, LLC

ARTEMIS WEALTH ADVISORS

PRIVATE ADVISOR GROUP, LLC

Other Investors

Patrick KIERAN Tierney

Maria Irene McKeon

Allan James Sanford

Kevin Douglas Budds

Michelle ELIZABETH Bartosik

EMMA VIRGINIA CAREY

Allan R Samilow

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLEMINGTON, NJ

CETERA INVESTMENT ADVISERS LLC · FLEMINGTON, NJ

J.P. MORGAN SECURITIES LLC · FLEMINGTON, NJ

EDWARD JONES · FLEMINGTON, NJ

AMERIPRISE FINANCIAL SERVICES, LLC · FLEMINGTON, NJ

RAND FINANCIAL PLANNING, LLC · FLEMINGTON, NJ

ARTEMIS WEALTH ADVISORS · FLEMINGTON, NJ

PRIVATE ADVISOR GROUP, LLC · Flemington, NJ

More in Flemington, NJ

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