Serina X Yuan

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-01-20

CA RA
APPROVED

Since 2022-01-20

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Cerritos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Homemaking	Cerritos	CA	01/2008	10/2021
Ubs Financial Services Inc.	Los Angeles	CA	10/2021	Present

01/2008 → 10/2021

Homemaking

Cerritos, CA
10/2021 → Present

Ubs Financial Services Inc.

Los Angeles, CA

Other Businesses

ABC Unified School District Education Foundation,CAUnited States,CharitySupport the student needs in ABC Unified School District,President, leading the entity20Start date -11/1/2016

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-02-28

S63 Uniform Securities Agent State Law Examination

2022-02-28

Designations

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews