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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-28
  • TX RA
    APPROVED_RES
    Since 2022-02-28

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Salt Lake City UT 08/2021 Present
Wells Fargo Salt Lake City UT 06/2020 08/2021
Marriott International Salt Lake City UT 11/2018 06/2020
Evermore Park / Alliance Resource Services One Inc Pleasant Grove UT 09/2018 07/2019
Texas Roadhouse Sandy UT 11/2017 11/2018
King Construction Services, Llc / King Maintenance Services, Llc Draper UT 08/2013 11/2018
Twigs Fashion Place, Llc Murray UT 06/2018 07/2018
Fcs Community Management / Resource Management, Llc Draper UT 06/2017 09/2017
Amazon Com Services, Llc Salt Lake City UT 04/2020 05/2020
  • 08/2021 → Present
    Salt Lake City, UT
  • 06/2020 → 08/2021
    Wells Fargo
    Salt Lake City, UT
  • 11/2018 → 06/2020
    Marriott International
    Salt Lake City, UT
  • 09/2018 → 07/2019
    Evermore Park / Alliance Resource Services One Inc
    Pleasant Grove, UT
  • 11/2017 → 11/2018
    Texas Roadhouse
    Sandy, UT
  • 08/2013 → 11/2018
    King Construction Services, Llc / King Maintenance Services, Llc
    Draper, UT
  • 06/2018 → 07/2018
    Twigs Fashion Place, Llc
    Murray, UT
  • 06/2017 → 09/2017
    Fcs Community Management / Resource Management, Llc
    Draper, UT
  • 04/2020 → 05/2020
    Amazon Com Services, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-30
  • S63 Uniform Securities Agent State Law Examination
    2021-11-30

View on SEC IAPD

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