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1166 Avenue Of The Americas 30Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-07 |
Branch Locations
1166 Avenue Of The Americas 30Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Tampa | FL | 08/2021 | 04/2023 |
| Aflac | Silver Spring | MD | 06/2020 | 08/2020 |
| Colorcon | Harleysville | PA | 06/2019 | 08/2019 |
| Pitcairn Properties | Wayne | PA | 05/2018 | 07/2018 |
| Indian Valley Country Club | Telford | PA | 06/2021 | 07/2021 |
| Colorcon | West Point | PA | 06/2017 | 08/2017 |
| Colorcon | Harleysville | PA | 06/2016 | 08/2017 |
| Colorcon | West Point | PA | 06/2016 | 08/2017 |
| North Penn School District | Lansdale | PA | 09/2011 | 06/2017 |
| Penn State University | University Park | PA | 08/2020 | 05/2021 |
| Penn State University | University Park | PA | 08/2019 | 05/2020 |
| Penn State University | University Park | PA | 08/2018 | 05/2019 |
| Penn State University | University Park | PA | 08/2017 | 05/2018 |
| Pacer Financial, Inc. | Malvern | PA | 05/2023 | 12/2023 |
| Pacer Advisors, Inc. | Malvern | PA | 05/2023 | 12/2023 |
| Prudential Investment Management Services, Llc | Newark | NJ | 01/2024 | Present |
| Pgim Investments, Llc | Newark | NJ | 01/2024 | Present |
| Cohen & Steers Capital Management Inc. | New York | NY | 04/2026 | Present |
| Cohen & Steers Securities, Llc | New York | NY | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-06 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-07 |
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