Frank Borja

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-05
NM	RA	APPROVED	2022-09-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Command Brokerage Service Inc	Fort Worth	TX	09/2021	01/2022
University Of New Mexico	Albuquerque	NM	03/2018	01/2022
Albuquerque Public Schools	Albuquerque	NM	04/2015	03/2018
First Command Brokerage Services, Inc	Fort Worth	TX	01/2022	08/2022
First Command Advisory Services , Inc	Fort Worth	TX	01/2022	08/2022
First Command Insurance Services , Inc	Fort Worth	TX	01/2022	08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Albuquerque	NM	08/2022	Present
Bank Of America, N.A.	Albuquerque	NM	09/2022	Present

09/2021 → 01/2022

First Command Brokerage Service Inc

Fort Worth, TX
03/2018 → 01/2022

University Of New Mexico

Albuquerque, NM
04/2015 → 03/2018

Albuquerque Public Schools

Albuquerque, NM
01/2022 → 08/2022

First Command Brokerage Services, Inc

Fort Worth, TX
01/2022 → 08/2022

First Command Advisory Services , Inc

Fort Worth, TX
01/2022 → 08/2022

First Command Insurance Services , Inc

Fort Worth, TX
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albuquerque, NM
09/2022 → Present

Bank Of America, N.A.

Albuquerque, NM

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-18

Other Firms