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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-01-24 |
Branch Locations
83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Danbury | CT | 10/2016 | 01/2020 |
| Joseph Brothers, Llc | Norwalk | CT | 08/2016 | 10/2016 |
| Wells Fargo Clearing Services, Llc | Danbury | CT | 10/2022 | Present |
| Bourgeon Capital Management | Darien | CT | 06/2021 | 03/2022 |
| Joseph Brothers, Llc | Wilton | CT | 04/2022 | 09/2022 |
| Joseph Brothers, Llc | Wilton | CT | 02/2020 | 05/2021 |
JOSEPH BROTHERS LLC, NOT INV REL, WILTON, CT, 100% OWNERSHIP, START 01/02/2012, ZERO HOURS PER MONTH, LANDSCAPING BUSINESS INACTIVE SINCE 11/2014.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-23 |
| S65 | Uniform Investment Adviser Law Examination | 2012-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-03 |
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