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Current Employers
Globalink Wealth Management, Llc

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-10
  • CA RA
    APPROVED
    Since 2024-04-10

Branch Locations

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globalink Securities, Inc. Pasadena CA 09/2021 Present
Reign Universal Financial & Insurance Agency Yorba Linda CA 09/2020 Present
Transpacific Financial, Inc. Monrovia CA 04/2018 Present
World Financial Group Brea CA 08/2016 04/2018
Globalink Wealth Management, Llc Pasadena CA 04/2024 Present
  • 09/2021 → Present
    Globalink Securities, Inc.
    Pasadena, CA
  • 09/2020 → Present
    Reign Universal Financial & Insurance Agency
    Yorba Linda, CA
  • 04/2018 → Present
    Transpacific Financial, Inc.
    Monrovia, CA
  • 08/2016 → 04/2018
    World Financial Group
    Brea, CA
  • 04/2024 → Present
    Pasadena, CA
Other Businesses

1. Reign Universal Financial & Insurance Agency, Yorba Linda, California, CEO from 09/24/2020, fixed insurance product sales, 20 hours per month, commission based. 2. Transpacific Financial, Inc., Monrovia, California, Fixed Insurance Agent from 04/05/2018, 40 hours per month, commission based. 3. Globalink Wealth Management, LLC, Pasadena, CA, Registered Investment Representative from 04/10/2024, 20 hours per month, fee-based structure. Securities related business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-07
S63 Uniform Securities Agent State Law Examination 2021-11-05
  • S65 Uniform Investment Adviser Law Examination
    2023-11-07
  • S63 Uniform Securities Agent State Law Examination
    2021-11-05
Other Names
  • Kathryn Hsieh

View on SEC IAPD

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