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Anthony D. Nikic

J.P. Morgan Securities LLC

New York, NY

CRD 7437234

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-10
TX RA APPROVED 2023-07-10
  • NY RA
    APPROVED
    Since 2023-07-10
  • TX RA
    APPROVED
    Since 2023-07-10

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2021 11/2022
Unemployed Katonah NY 07/2020 08/2021
Hunter Roberts Construction Group New York NY 08/2019 07/2020
Bucknell University Lewisburg PA 08/2015 05/2019
J.P. Morgan Securities Llc New York NY 12/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 12/2022 Present
Unemployed New York NY 06/2019 07/2019
  • 09/2021 → 11/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 07/2020 → 08/2021
    Unemployed
    Katonah, NY
  • 08/2019 → 07/2020
    Hunter Roberts Construction Group
    New York, NY
  • 08/2015 → 05/2019
    Bucknell University
    Lewisburg, PA
  • 12/2022 → Present
    New York, NY
  • 12/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2019 → 07/2019
    Unemployed
    New York, NY
Other Businesses

Effective 12/5/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-07
  • S66 Uniform Combined State Law Examination
    2023-07-07
Other Names
  • Anthony Daniel Nikic
  • Anthony Nikic

View on SEC IAPD

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