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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-16 |
| MN | RA | APPROVED | 2022-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Rochester | MN | 11/2021 | 08/2023 |
| United States Army | Fort Bragg | NC | 01/2018 | 09/2021 |
| United States Army | Ft Lee | VA | 06/2017 | 12/2017 |
| University Of St Thomas | St. Paul | MN | 09/2013 | 05/2017 |
| Osaic Wealth, Inc | Rochester | MN | 08/2023 | Present |
1) BIGLER FINANCIAL SERVICES BIGLER FINANCIAL SERVICES POSITION: Employee NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 2770 Commerce Dr NW, Rochester MN 55901, United States DESCRIPTION: Employee - only in entity for payroll 2) ADVANCED FINANCIAL CONSULTANTS- SECURITIES POSITION: Investment Advisor Representative NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 01/04/2023 ADDRESS: 2770 Commerce Dr NW, ROCHESTER MN 55901, United States DESCRIPTION: client servicing and sales for securities related products 3) ADVANCED FINANCIAL CONSULTANTS - FIXED POSITION: Insurance/Fixed Product Agent NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2021 ADDRESS: 2770 Commerce Dr NW, ROCHESTER MN 55901, United States DESCRIPTION: Client servicing and sales for fixed products 4) JOHN BIGLER FINANCIAL SERVICES LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/10/2023 ADDRESS: 2770 Commerce Dr NW, Rochester MN 55901, United States DESCRIPTION: Owner of this entity which is used to organize business operation expenses and taxes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-28 |
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