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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-20 |
Branch Locations
645 Floral Ave Ste B2, New Braunfels, TX 78130 • United States
8620 N New Braunfels Ave Ste 102, San Antonio, TX 78217 • United States
New Braunfels, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Houston | TX | 09/2021 | 01/2022 |
| Mass Mutual Life Insurance Company | Houston | TX | 06/2021 | 01/2022 |
| Best Plumbing Specialties | San Antonio | TX | 07/2019 | 09/2021 |
| United Rentals | San Antonio | TX | 06/2018 | 06/2019 |
| Republic Services | San Antonio | TX | 02/2016 | 06/2018 |
| Rheem Manufacturing | Roswell | GA | 11/2021 | 03/2022 |
| Brasscraft Manufacturing | Novi | MI | 03/2022 | 11/2025 |
| Lpl Financial Llc | New Braunfels | TX | 03/2023 | Present |
1- 03/13/2023 / Legamaro Financial Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / NEW BRAUNFELS, TX,/Start Date:02/24/2023. 2- 11/07/2024 - Morales Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/11/2024 - 200 Hours Per Month/ 120 Hours During Trading. 4- 09/25/2025 - Riverside Securities - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:10/01/2025 - 730 Hrs/Mth - 130 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-11 |
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