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51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-08 |
| NJ | RA | APPROVED | 2024-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ramapo High School | Franklin Lakes | NJ | 09/2013 | 05/2017 |
| Unemployed | Wyckoff | NJ | 05/2017 | 09/2017 |
| Goffle Brook Farms | Ridgewood | NJ | 06/2018 | 07/2018 |
| Activant Capital | Greenwich | CT | 08/2018 | 08/2018 |
| New York Life Insurance Company | White Plains | NY | 06/2019 | 08/2019 |
| New York Life Investment Management | New York | NY | 07/2020 | 08/2020 |
| University Of Michigan | Ann Arbor | MI | 09/2017 | 05/2021 |
| Unemployed | Wyckoff | NJ | 05/2021 | 08/2021 |
| Pacific Investment Management Company Llc | Austin | TX | 08/2021 | 02/2023 |
| Pimco Investments Llc | Austin | TX | 08/2021 | 02/2023 |
| Neuberger Berman | New York | NY | 03/2023 | 09/2024 |
| New York Life Investments | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-09 |
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