Dominic Daniel Demicco

Employer firm

Sgl Financial, LLC CRD 158023

$416M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 10/2021
  Guaranteed Rate
  Chicago, IL
• 04/2018 → 10/2020
  Eagle Seven
  Chicago, IL
• 06/2015 → 12/2017
  Benedictine University
  Lisle, IL
• 01/2018 → 03/2018
  Unemployed
  Chicago, IL
• 09/2021 → 01/2024
  Thrivent Investment Management Inc
  Chicago, IL
• 09/2021 → 03/2022
  Thrivent Financial
  Chicago, IL
• 03/2022 → 01/2024
  Thrivent Financial
  Chicago, IL
• 01/2024 → 02/2025
  Massmutual Life Insurance Co
  Libertyville, IL
• 01/2024 → 02/2025
  Mml Investors Services, Llc
  Libertyville, IL
• 02/2025 → Present
  Sgl Financial, Llc
  Buffalo Grove, IL

Previous Registrations

• 2024-01-24 → 2025-02-18
  Mml Investors Services, Llc
  Libertyville, IL
• 2021-12-17 → 2024-01-23
  Thrivent Investment Management Inc.
  Arlington Heights, IL
  Downers Grove, IL
  Minneapolis, MN
  Chicago, IL

Other Businesses

Mr. DeMicco is a licensed insurance agent and will offer various insurance products to clients when appropriate and in their best interest.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-16

Other Names

• Dominic Daniel Demicco