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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-02-02
  • NC RA
    APPROVED
    Since 2022-02-02

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

3600 N Duke St, Durham, NC 27704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chapel Hill NC 08/2021 Present
Wells Fargo Bank, Na Chapel Hill NC 11/2016 Present
Gardner-Webb University Boiling Springs NC 08/2019 12/2020
  • 08/2021 → Present
    Chapel Hill, NC
  • 11/2016 → Present
    Wells Fargo Bank, Na
    Chapel Hill, NC
  • 08/2019 → 12/2020
    Gardner-Webb University
    Boiling Springs, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-02
  • S66 Uniform Combined State Law Examination
    2022-02-02
Other Names
  • Diana B Menjivar

View on SEC IAPD

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