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Inactive

Alexis Laure Morey

David Vaughan Investments, LLC

Peoria, IL

CRD 7433297

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Employer firm

David Vaughan Investments, LLC CRD 105990

$5.33B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • TAX QUALIFIED AND TAFT-HARTLEY PENSION PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
David Vaughan Investments, Llc

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-07
  • IL RA
    APPROVED
    Since 2023-12-07

Branch Locations

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Medical Billing Alliance Peoria IL 12/2018 08/2019
Rogers Benefit Group Peoria IL 05/2017 07/2017
Dermatology And Mohs Surgery Bloomington IL 10/2018 11/2019
Migration Risk Management Peoria IL 06/2020 10/2023
Student Peoria IL 08/2011 05/2020
Silver Oak Securities Peoria IL 05/2022 08/2023
David Vaughan Investments, Llc Peoria IL 10/2023 Present
David Vaughan Investments, Llc Peoria IL 12/2023 Present
  • 12/2018 → 08/2019
    Medical Billing Alliance
    Peoria, IL
  • 05/2017 → 07/2017
    Rogers Benefit Group
    Peoria, IL
  • 10/2018 → 11/2019
    Dermatology And Mohs Surgery
    Bloomington, IL
  • 06/2020 → 10/2023
    Migration Risk Management
    Peoria, IL
  • 08/2011 → 05/2020
    Student
    Peoria, IL
  • 05/2022 → 08/2023
    Silver Oak Securities
    Peoria, IL
  • 10/2023 → Present
    David Vaughan Investments, Llc
    Peoria, IL
  • 12/2023 → Present
    David Vaughan Investments, Llc
    Peoria, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2022-05-27
Other Names
  • Alexis Laure Zowin

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
MORGAN STANLEY

Nearby Investors

ELIZABETH KARON MILLER
William Cohen
CAROLYN G DAVIS

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
MORGAN STANLEY · PEORIA, IL

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