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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-01
  • CO RA
    APPROVED
    Since 2023-08-01

Branch Locations

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden View Classical Academy Golden CO 08/2016 07/2021
Colorado School Of Mines Golden CO 08/2019 09/2021
Hillsdale College Hillsdale MI 06/2020 05/2021
Western Wealth Advisors Denver CO 09/2021 Present
Lpl Financial Llc Denver CO 05/2022 Present
Western Wealth Management, Llc Golden CO 08/2023 Present
  • 08/2016 → 07/2021
    Golden View Classical Academy
    Golden, CO
  • 08/2019 → 09/2021
    Colorado School Of Mines
    Golden, CO
  • 06/2020 → 05/2021
    Hillsdale College
    Hillsdale, MI
  • 09/2021 → Present
    Western Wealth Advisors
    Denver, CO
  • 05/2022 → Present
    Lpl Financial Llc
    Denver, CO
  • 08/2023 → Present
    Golden, CO
Other Businesses

1) 03/30/2022 - Western Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/30/2022 - Western Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 10/28/2022 - No Business Name - Not Investment Related - Golden, CO - Tutor - Start Date: 01/01/2017 - 20 Hours Per Month/15 Hours During Securities Trading - Math tutoring. 4) 08/22/2023 - Western Wealth Advisors - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/16/2023 - 160 Hours Per Month/ 160 Hours During Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/22/2023 - Western Wealth Management LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 08/16/2023 - 160 Hours Per Month/ 160 Hours During Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/24/2023 - Colorado School of Mines - Teacher - Adjunct faculty - Not Investment Related - 1500 Illinois St, Golden, CO 80401 - Start Date 08/21/2023 - 24 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-13
  • S66 Uniform Combined State Law Examination
    2022-09-13
Other Names
  • Abby Marie Johnson
  • Abby Johnson

View on SEC IAPD

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