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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-01 |
Branch Locations
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Golden View Classical Academy | Golden | CO | 08/2016 | 07/2021 |
| Colorado School Of Mines | Golden | CO | 08/2019 | 09/2021 |
| Hillsdale College | Hillsdale | MI | 06/2020 | 05/2021 |
| Western Wealth Advisors | Denver | CO | 09/2021 | Present |
| Lpl Financial Llc | Denver | CO | 05/2022 | Present |
| Western Wealth Management, Llc | Golden | CO | 08/2023 | Present |
1) 03/30/2022 - Western Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/30/2022 - Western Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 10/28/2022 - No Business Name - Not Investment Related - Golden, CO - Tutor - Start Date: 01/01/2017 - 20 Hours Per Month/15 Hours During Securities Trading - Math tutoring. 4) 08/22/2023 - Western Wealth Advisors - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/16/2023 - 160 Hours Per Month/ 160 Hours During Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/22/2023 - Western Wealth Management LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 08/16/2023 - 160 Hours Per Month/ 160 Hours During Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/24/2023 - Colorado School of Mines - Teacher - Adjunct faculty - Not Investment Related - 1500 Illinois St, Golden, CO 80401 - Start Date 08/21/2023 - 24 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-13 |
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