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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-07 |
| NC | RA | APPROVED | 2025-03-18 |
Branch Locations
4141 Parklake Ave Ste 450, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hampton Ocean Resort | East Quogue | NY | 06/2020 | 07/2020 |
| Unemployed | East Quogue | NY | 01/2021 | 08/2021 |
| Equitable Advisors, Llc | New York | NY | 08/2021 | 10/2021 |
| Equitable Advisors, Llc. | Woodbury | NY | 01/2022 | 03/2022 |
| Restaurant Applications, Llc | East Quogue | NY | 06/2021 | 12/2022 |
| Hampton Ocean Resort | East Quogue | NY | 06/2019 | 08/2019 |
| Hofstra University | Hempstead | NY | 01/2017 | 01/2021 |
| Hampton Ocean Resort | East Quogue | NY | 06/2018 | 08/2018 |
| Hampton Ocean Resort | East Quogue | NY | 06/2017 | 08/2017 |
| Unemployed | East Quogue | NY | 09/2016 | 12/2017 |
| Hamptons Delivery Service, Inc. | West Hamptons | NY | 01/2020 | 06/2022 |
| Prudential Hong Kong | New York | NY | 01/2021 | 03/2021 |
| Hofstra Student Managed Investment Fund | Hempstead | NY | 01/2019 | 01/2021 |
| At Ease Rentals Corporation | East Quogue | NY | 05/2020 | 08/2020 |
| Uproot Homes | East Quogue | NY | 04/2020 | 08/2020 |
| Thrivent Investment Management Inc | Raleigh | NC | 12/2023 | 03/2025 |
| S&P Global | Raleigh | NC | 04/2022 | 09/2023 |
| Thrivent Financial | Appleton | WI | 01/2024 | 06/2024 |
| Thrivent Financial | Appleton | WI | 06/2024 | 03/2025 |
| Principal Securities Inc | Raleigh | NC | 03/2025 | Present |
| Principal Life Insurance Co | Raleigh | NC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-02 |
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