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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-29 |
| CA | RA | APPROVED | 2014-02-07 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 04/2016 | Present |
1, BUSINESS/COMPANY; LEE & YOUNG MANAGEMENT, INC.; AS OF 01/2016; DURING BUSINESS HOURS 0; AFTER BUSINESS HOURS 0.5; MANAGEMENT OF RENTAL PROPERTY 2. *305938 - SEJI Management LLC; Investment related -No; South Pasadena, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 0; After business hours: 4; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-28 |
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