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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • LA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

15015 Jamestown Blvd Suite 100, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bluffs Golf Course And Resort Saint Francisville LA 05/2018 07/2018
Southeastern Louisiana University Physical Plant Hammond LA 12/2019 02/2020
Unemployed Saint Francisville LA 01/2012 04/2018
Northwestern State University Natchitoches LA 08/2018 11/2019
Southeastern Louisiana University Hammond LA 03/2020 05/2021
Horizon Financial Group Baton Rouge LA 01/2022 Present
Unemployed Saint Francisville LA 05/2021 08/2021
Cetera Advisors St Cloud MN 08/2021 02/2022
Cetera Advisors Llc St Cloud MN 02/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 05/2018 → 07/2018
    Bluffs Golf Course And Resort
    Saint Francisville, LA
  • 12/2019 → 02/2020
    Southeastern Louisiana University Physical Plant
    Hammond, LA
  • 01/2012 → 04/2018
    Unemployed
    Saint Francisville, LA
  • 08/2018 → 11/2019
    Northwestern State University
    Natchitoches, LA
  • 03/2020 → 05/2021
    Southeastern Louisiana University
    Hammond, LA
  • 01/2022 → Present
    Horizon Financial Group
    Baton Rouge, LA
  • 05/2021 → 08/2021
    Unemployed
    Saint Francisville, LA
  • 08/2021 → 02/2022
    Cetera Advisors
    St Cloud, MN
  • 02/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: HORIZON FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: BIG LEAGUE MONEY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOK; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: CO-AUTHOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOOK AUTHORSHIP WITH BOOKS GEARED TOWARDS THE STAGES OF A MLB CAREER; 3. NAME OF OTHER BUSINESS: NEXTWAVE NETWORK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS NETWORKING START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BUSINESS NETWORKING; 4. NAME OF OTHER BUSINESS: FPA INVESTMENT RELATED: NO ADDRESS: 1290 N BROADWAY SUITE 1625 DENVER CO 80203 NATURE OF BUSINESS: BOARD START DATE: 2/1/2026 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER-AT-LARGE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: COORDINATE ACTIVITIES AND EVENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-08
  • S66 Uniform Combined State Law Examination
    2022-06-08

View on SEC IAPD

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