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Adrian Ioan Ozarchievici

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

Great Neck, NY

Melville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED 2017-10-19
NJ RA APPROVED 2017-10-13
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED
    Since 2017-10-19
  • NJ RA
    APPROVED
    Since 2017-10-13

Branch Locations

781 Broadway, New York, NY 10003 • United States

460 Broadway, New York, NY 10013 • United States

20 Great Neck Rd, Great Neck, NY 11021 • United States

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. New York NY 08/2016 10/2017
Wells Fargo Clearing Services, Llc New York NY 10/2017 Present
Previous Registrations
  • 2011-04-21 → 2017-10-31
    Hsbc Securities (Usa) Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-17
S63 Uniform Securities Agent State Law Examination 2005-04-15
  • S65 Uniform Investment Adviser Law Examination
    2008-10-17
  • S63 Uniform Securities Agent State Law Examination
    2005-04-15
Designations
Other Names
  • Adrian Ioan Ozarchevici
  • Adrian Ioan Ozarchevici
  • Adrian Ioan Ozarchevici

View on SEC IAPD

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