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Theodore R Krumholz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-30
MN RA APPROVED 2022-03-21
  • TX RA
    APPROVED
    Since 2022-08-30
  • MN RA
    APPROVED
    Since 2022-03-21

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Day Plumbing Fairmont MN 05/2020 04/2021
Northmarq Capital Bloomington MN 04/2021 08/2021
Merrill Lynch Wayzata MN 08/2021 Present
Full Time Education Fairmont MN 07/2005 04/2020
Bank Midwest Fairmont MN 06/2019 08/2019
Bank Of America, N.A. Wayzata MN 10/2021 Present
  • 05/2020 → 04/2021
    Day Plumbing
    Fairmont, MN
  • 04/2021 → 08/2021
    Northmarq Capital
    Bloomington, MN
  • 08/2021 → Present
    Merrill Lynch
    Wayzata, MN
  • 07/2005 → 04/2020
    Full Time Education
    Fairmont, MN
  • 06/2019 → 08/2019
    Bank Midwest
    Fairmont, MN
  • 10/2021 → Present
    Bank Of America, N.A.
    Wayzata, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
  • S66 Uniform Combined State Law Examination
    2022-03-18

View on SEC IAPD

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