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Paul A Riggert

Fifth Third Securities, Inc.

Columbus, OH

Worthington, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-04-12
  • OH RA
    APPROVED
    Since 2022-04-12

Branch Locations

4080 North High St, Columbus, OH 43214 • United States

6895 North High Street, Worthington, OH 43085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whole Foods Market Austin TX 03/2017 12/2018
Walmart Columbus OH 06/2016 01/2017
Fifth Third Bank Cincinnatti OH 02/2019 Present
Fifth Third Securities Cincinnati OH 08/2021 Present
  • 03/2017 → 12/2018
    Whole Foods Market
    Austin, TX
  • 06/2016 → 01/2017
    Walmart
    Columbus, OH
  • 02/2019 → Present
    Fifth Third Bank
    Cincinnatti, OH
  • 08/2021 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-11
S63 Uniform Securities Agent State Law Examination 2022-02-07
  • S65 Uniform Investment Adviser Law Examination
    2022-04-11
  • S63 Uniform Securities Agent State Law Examination
    2022-02-07

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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