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Ian Engel

Stifel, Nicolaus & Company, Incorporated

New York, NY

CRD 7430924

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-04
NY RA APPROVED 2022-10-03
  • NJ RA
    APPROVED
    Since 2022-10-04
  • NY RA
    APPROVED
    Since 2022-10-03

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel New York NY 08/2022 Present
Rbc Capital Markets Jersey City NJ 08/2021 08/2022
Kpot Korean Bbq & Hot Pot East Brunswick NJ 10/2018 08/2021
The Juice Theory New York NY 05/2017 07/2018
The George Washington University Washington DC 08/2013 05/2018
  • 08/2022 → Present
    Stifel
    New York, NY
  • 08/2021 → 08/2022
    Rbc Capital Markets
    Jersey City, NJ
  • 10/2018 → 08/2021
    Kpot Korean Bbq & Hot Pot
    East Brunswick, NJ
  • 05/2017 → 07/2018
    The Juice Theory
    New York, NY
  • 08/2013 → 05/2018
    The George Washington University
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-21
  • S66 Uniform Combined State Law Examination
    2022-06-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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