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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-01
  • NC RA
    APPROVED
    Since 2024-11-01

Branch Locations

2914 N Herritage St., Kinston, NC 28501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Management Midlothian VA 08/2021 06/2022
Minnesota Life Insurance Co St Paul MN 08/2021 06/2022
Securian Financial Services Inc St Paul MN 08/2021 06/2022
Yellowstone Landscape Durham NC 06/2020 09/2020
Mutch Landscaping Apex NC 06/2019 09/2019
Publix Supermarkets Cary NC 11/2016 08/2017
Randolph-Macon College Ashland VA 09/2017 06/2021
Green Hope High School Cary VA 06/2013 06/2017
First Citizens Investor Services Raleigh NC 06/2022 10/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2024 Present
  • 08/2021 → 06/2022
    Virginia Asset Management
    Midlothian, VA
  • 08/2021 → 06/2022
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2021 → 06/2022
    Securian Financial Services Inc
    St Paul, MN
  • 06/2020 → 09/2020
    Yellowstone Landscape
    Durham, NC
  • 06/2019 → 09/2019
    Mutch Landscaping
    Apex, NC
  • 11/2016 → 08/2017
    Publix Supermarkets
    Cary, NC
  • 09/2017 → 06/2021
    Randolph-Macon College
    Ashland, VA
  • 06/2013 → 06/2017
    Green Hope High School
    Cary, VA
  • 06/2022 → 10/2024
    First Citizens Investor Services
    Raleigh, NC
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2024 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. CONWAY & CO INSURERS, 2914 N Herritage St, Kinston NC 28501, United States, 11/11/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/MO - 0/Trading 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/01/2024 3. FIXED INSURANCE, 2914 N Herritage St, Kinston NC 28501, United States, 11/13/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL 10/MO - 0/Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
  • S66 Uniform Combined State Law Examination
    2021-10-11

View on SEC IAPD

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