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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-04-02 |
Branch Locations
97 Cranberry Highway Route 6A, Orleans, MA 02653 • United States
1550 Iyannough Road, Hyannis, MA 02601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Financial Group | Meriden | CT | 08/2021 | Present |
| Cape Cod Five Cents Savings Bank | Hyannis | MA | 08/2021 | Present |
| Town Of Harwich - Cranberry Valley Golf Course | Harwich | MA | 04/2017 | Present |
| Cape Cod Five Cents Savings Bank | Hyannis | MA | 05/2020 | 08/2020 |
| Cape Cod Five Cents Savings Bank | Hyannis | MA | 05/2019 | 01/2020 |
| Brother's Pizza | Dennis | MA | 04/2015 | 09/2019 |
| College Of Our Lady Of The Elms College | Chicopee | MA | 08/2017 | 05/2021 |
| Monomoy Regional High School | Harwich | MA | 09/2013 | 06/2017 |
1.) Town of Harwich. Cranberry Valley Golf course. Not investment related. Started May 2022. Pro Shop Staff/Coach. Youth sports, golf course operations, lessons for Junior golfers. Approx 36 hours per month not during trading hours. 2.) Monomoy Dollars for scholars. High school scholarships. Not investment related. Volunteer - applicant selection Board. Started Nov 2024. Approx 3 hours per month not during trading hours. 3.) Elms College Alumni Assoc. Not investment related. Fundraising and planning for Elms college reunion. Class agent/Volunteer. Stated Jan 2026. Approx 10m-15 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-08 |
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