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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Orleans | MA | 01/2014 | 07/2022 |
| B. Riley Wealth Advisors | Orleans | MA | 09/2015 | Present |
| B. Riley Wealth Management | Orleans | MA | 07/2022 | Present |
(1) BRIMMER FINANCIAL; INVESTMENT RELATED; 59 FINALY RD , PO BOX 2806 ORLEANS, MA 02653;DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2018. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. (2) B. RILEY WEALTH INSURANCE ; INVESTMENT-RELATED; 59 FINALY RD , PO BOX 2806 ORLEANS, MA 02653; LIFE INSURANCE AND ANNUITIES; AGENT; 40 HRS/ MONTH DEVOTED DURING SECURITIES TRADING HRS. (3) WE CAN; NOT INVESTMENT-RELATED; 783 ROUTE 28 HARWICH PORT, MA; WOMEN'S RESOURCE CENTER; 2 HRS/MONTH, DURING TRADING HRS; FINANCIAL EMPOWERMENT VOLUNTEER...
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-25 |
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