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Herbert Elwin Montgomery

The Montgomery Financial Group, Inc.

Orleans, MA

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Current Employers
The Montgomery Financial Group, Inc.

195 Route 6A Suite 8, Orleans, MA 02653-3240 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2006-06-30
  • MA RA
    APPROVED
    Since 2006-06-30

Branch Locations

195 Route 6A Suite 8, Orleans, MA 02653-3240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Montgomery Financial Group, Inc. Orleans MA 06/2006 Present
Other Businesses

2012-PRESENT/50% owner of Fitz-Mont Environmental Solutions, Inc., which provides businesses and individuals with environmentally sound electricity, water, waste, and lighting solutions. HOURS DEVOTED: 0 HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1999-12-03
Designations
Other Names
  • Herb Montgomery

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC INSTITUTIONS, INC.
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC

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SUSAN LEMIEUX
Igor D Avelar
DOUGLAS EDWARD SIVCO
THOMAS PATRICK MCINTYRE
EDWARD GERALD BENZ
JORDAN DOUGLAS TRAUB
Angelos Constantine

Other Offices

B. RILEY WEALTH ADVISORS, INC. · ORLEANS, MA
TD PRIVATE CLIENT WEALTH LLC · Orleans, MA
MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. · ORLEANS, MA
MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. · ORLEANS, MA
COMMONWEALTH FINANCIAL NETWORK · ORLEANS, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLEANS, MA
OSAIC INSTITUTIONS, INC. · ORLEANS, MA
OSAIC WEALTH, INC. · BREWSTER, MA

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