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Mark Battaglia

Ubs Financial Services Inc.

New York, NY

Blauvelt, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-23
  • NY RA
    APPROVED
    Since 2024-01-23

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Blauvelt, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 11/2022 12/2023
Rockland Bakery Nanuet NY 05/2016 09/2016
Rockland Bakery Nanuet NY 05/2017 09/2017
Rockland Bakery Nanuet NY 05/2018 09/2018
Rockland Bakery Nanuet NY 05/2019 09/2019
Unemployed Blauvelt NY 01/2022 11/2022
Morgan Stanley Purchase NY 08/2021 12/2021
College Of Holy Cross Worcester NY 09/2017 05/2021
Bergen Catholic High School Oradell NJ 09/2013 05/2017
Ubs Financial Services, Inc New York NY 01/2024 Present
  • 11/2022 → 12/2023
    Equitable Advisors, Llc
    New York, NY
  • 05/2016 → 09/2016
    Rockland Bakery
    Nanuet, NY
  • 05/2017 → 09/2017
    Rockland Bakery
    Nanuet, NY
  • 05/2018 → 09/2018
    Rockland Bakery
    Nanuet, NY
  • 05/2019 → 09/2019
    Rockland Bakery
    Nanuet, NY
  • 01/2022 → 11/2022
    Unemployed
    Blauvelt, NY
  • 08/2021 → 12/2021
    Morgan Stanley
    Purchase, NY
  • 09/2017 → 05/2021
    College Of Holy Cross
    Worcester, NY
  • 09/2013 → 05/2017
    Bergen Catholic High School
    Oradell, NJ
  • 01/2024 → Present
    Ubs Financial Services, Inc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-20
  • S66 Uniform Combined State Law Examination
    2022-10-20
Other Names
  • Mark A Battaglia
  • Mark Battaglia

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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