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Kayla Lian Dmowski

Charles Schwab & Co., Inc.

Woodbury, MN

Edina, MN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-07-30
  • MN RA
    APPROVED
    Since 2022-07-30

Branch Locations

295 Radio Drive Suite D, Woodbury, MN 55125 • United States

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Woodbury MN 02/2021 Present
Fry's Foods Phoenix AZ 09/2016 09/2018
Animal Health Care Services Of Cave Creek Cave Creek AZ 04/2016 02/2017
Tender Paw Pet Grooming Anthem AZ 02/2017 10/2020
Erus Energy Phoenix AZ 10/2018 01/2021
Charles Schwab Bank, Ssb Woodbury MN 05/2022 Present
  • 02/2021 → Present
    Charles Schwab & Co., Inc.
    Woodbury, MN
  • 09/2016 → 09/2018
    Fry's Foods
    Phoenix, AZ
  • 04/2016 → 02/2017
    Animal Health Care Services Of Cave Creek
    Cave Creek, AZ
  • 02/2017 → 10/2020
    Tender Paw Pet Grooming
    Anthem, AZ
  • 10/2018 → 01/2021
    Erus Energy
    Phoenix, AZ
  • 05/2022 → Present
    Charles Schwab Bank, Ssb
    Woodbury, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-01
  • S66 Uniform Combined State Law Examination
    2021-11-01
Other Names
  • Kayla Swisher
  • Kayla Dmowski
  • Kayla Lian Swisher

View on SEC IAPD

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DOUGLAS WILLIAM GALLWAS
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Other Offices

FOCUS FINANCIAL · WOODBURY, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · Woodbury, MN
FOCUS FINANCIAL · WOODBURY, MN
OSAIC WEALTH, INC. · WOODBURY, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WOODBURY, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Woodbury, MN
EDWARD JONES · WOODBURY, MN
FOCUS FINANCIAL · Woodbury, MN

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