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Evan Michael Raiden Grimes

Cetera Investment Advisers LLC

Honolulu, HI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-04-03
  • HI RA
    APPROVED
    Since 2024-04-03

Branch Locations

300 N Beretania Street, Honolulu, HI 96817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Savings Bank Honolulu HI 08/2021 Present
Bank Of Hawaii Honolulu HI 01/2021 07/2021
Alan Wongs Restaurant Honolulu HI 03/2019 10/2019
Full Time Education/ Undergrad / Unemployed Honolulu HI 08/2016 12/2021
Maui Zipline Company Waikapu HI 05/2017 08/2017
Full Time Education Wailuku HI 08/2012 05/2017
Cetera Investment Services Llc St Cloud MN 01/2024 Present
Cetera Investment Advisers Llc Honolulu HI 04/2024 Present
  • 08/2021 → Present
    American Savings Bank
    Honolulu, HI
  • 01/2021 → 07/2021
    Bank Of Hawaii
    Honolulu, HI
  • 03/2019 → 10/2019
    Alan Wongs Restaurant
    Honolulu, HI
  • 08/2016 → 12/2021
    Full Time Education/ Undergrad / Unemployed
    Honolulu, HI
  • 05/2017 → 08/2017
    Maui Zipline Company
    Waikapu, HI
  • 08/2012 → 05/2017
    Full Time Education
    Wailuku, HI
  • 01/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2024 → Present
    Cetera Investment Advisers Llc
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-02
  • S66 Uniform Combined State Law Examination
    2024-04-02

View on SEC IAPD

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Other Investors

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GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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