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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Savings Bank | Honolulu | HI | 08/2021 | Present |
| Bank Of Hawaii | Honolulu | HI | 01/2021 | 07/2021 |
| Alan Wongs Restaurant | Honolulu | HI | 03/2019 | 10/2019 |
| Full Time Education/ Undergrad / Unemployed | Honolulu | HI | 08/2016 | 12/2021 |
| Maui Zipline Company | Waikapu | HI | 05/2017 | 08/2017 |
| Full Time Education | Wailuku | HI | 08/2012 | 05/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisers Llc | Honolulu | HI | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-02 |
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