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Tegest Asefa-Brown

Rockefeller Financial LLC

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-26
TX RA APPROVED 2026-01-26
  • NY RA
    APPROVED
    Since 2026-01-26
  • TX RA
    APPROVED
    Since 2026-01-26

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 06/2017
Jpmorgan Chase Bank Na New York NY 06/2017 01/2025
Jpmorgan Securities Llc New York NY 06/2017 01/2025
Rockefeller Financial Llc Ny NY 01/2025 Present
Rockefeller Capital Management Ny NY 01/2025 Present
  • 06/2009 → 06/2017
    Morgan Stanley
    New York, NY
  • 06/2017 → 01/2025
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2017 → 01/2025
    Jpmorgan Securities Llc
    New York, NY
  • 01/2025 → Present
    Rockefeller Financial Llc
    Ny, NY
  • 01/2025 → Present
    Rockefeller Capital Management
    Ny, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
S63 Uniform Securities Agent State Law Examination 2008-10-07
  • S66 Uniform Combined State Law Examination
    2026-01-23
  • S63 Uniform Securities Agent State Law Examination
    2008-10-07
Other Names
  • Tegest Asefa

View on SEC IAPD

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