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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
CA RA APPROVED 2022-01-14
  • TX RA
    APPROVED
    Since 2022-12-01
  • CA RA
    APPROVED
    Since 2022-01-14

Branch Locations

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Pasadena CA 08/2021 Present
Wells Fargo Bank, Na Pasadena CA 06/2016 Present
Other Businesses

1 BELOVED CARE AGENCY, LLC; NOT INV. RELATED; COVINA,CA; 100% OWNERSHIP INCLUDING SPOUSE; START DATE 11/01/2022; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; HOME HEALTH CARE AGENCY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-14
  • S66 Uniform Combined State Law Examination
    2022-01-14

View on SEC IAPD

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