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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-15
NY RA APPROVED 2022-08-15
  • NJ RA
    APPROVED
    Since 2024-07-15
  • NY RA
    APPROVED
    Since 2022-08-15

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Weehawken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 07/2021 Present
New York University Brooklyn NY 08/2019 07/2021
Brilliant Star Asset Management Beijing 07/2018 08/2019
Huazhong University Of Science And Technology Wuhan 09/2014 06/2018
  • 07/2021 → Present
    Neuberger Berman
    New York, NY
  • 08/2019 → 07/2021
    New York University
    Brooklyn, NY
  • 07/2018 → 08/2019
    Brilliant Star Asset Management
    Beijing
  • 09/2014 → 06/2018
    Huazhong University Of Science And Technology
    Wuhan
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
  • S66 Uniform Combined State Law Examination
    2022-08-12
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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