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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-03
  • CO RA
    APPROVED
    Since 2022-06-03

Branch Locations

1873 S Bellaire St Ste 1600, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Denver CO 05/2020 08/2021
Halliburton Fort Lupton CO 08/2017 04/2020
H And M Plumbing Columbus OH 02/2017 07/2017
Cafe 1040 Alpharetta GA 08/2016 11/2016
Blake Steven Zimmerman Denver CO 08/2021 02/2022
Northwestern Mutual Investment Services Llc Denver CO 02/2022 Present
Blake Zimmerman Denver CO 10/2021 Present
Walter Roth Stevens Point WI 08/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2022 Present
Scott Sparks Denver CO 01/2023 Present
  • 05/2020 → 08/2021
    Unemployed
    Denver, CO
  • 08/2017 → 04/2020
    Halliburton
    Fort Lupton, CO
  • 02/2017 → 07/2017
    H And M Plumbing
    Columbus, OH
  • 08/2016 → 11/2016
    Cafe 1040
    Alpharetta, GA
  • 08/2021 → 02/2022
    Blake Steven Zimmerman
    Denver, CO
  • 02/2022 → Present
    Denver, CO
  • 10/2021 → Present
    Blake Zimmerman
    Denver, CO
  • 08/2022 → Present
    Walter Roth
    Stevens Point, WI
  • 08/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2023 → Present
    Scott Sparks
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-02
  • S66 Uniform Combined State Law Examination
    2022-06-02
Other Names
  • Nathan Colborn
  • Nate Colborn

View on SEC IAPD

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