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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-16 |
| WI | RA | APPROVED | 2023-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cape Financial Group | Green Bay | WI | 08/2021 | Present |
| Daoist Traditions College Of Chinese Medical Arts | Asheville | NC | 07/2020 | 08/2021 |
| Unemployed | Asheville | NC | 02/2020 | 07/2020 |
| Altres, Inc. | Kahului | HI | 09/2018 | 02/2020 |
| Heartpath Journeys | Makawao | HI | 05/2018 | 09/2018 |
| Western Carolina University | Cullowhee | NC | 01/2016 | 08/2017 |
| Canyon Kitchen At Lonesome Valley | Cashiers | NC | 08/2017 | 05/2018 |
| Western Carolina University | Cullowhee | NC | 08/2017 | 05/2018 |
| Western Carolina University | Cullowhee | NC | 05/2015 | 05/2018 |
| Raymond James Financial Services, Inc. | Green Bay | WI | 08/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Green Bay | WI | 08/2023 | Present |
| Cape Wealth Advisors Llc | Green Bay | WI | 01/2025 | Present |
| Lake Edge Wealth Advisors Llc | Green Bay | WI | 01/2025 | Present |
(1)Name of Business: Cape Wealth Advisors LLC Address: 2345 E Mason St, Green Bay, WI, 54302-3764, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I have a combined role as a service associate, and training to be in the advisor role. (2)Name of Business: Lake Edge Wealth Advisors LLC Address: 2345 E Mason St, Green Bay, WI, 54302-3764, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Service Associate and advisor trainee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
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