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Gary Bernard Pool

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Ann Arbor, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
MI RA APPROVED 2023-04-21
  • TX RA
    APPROVED
    Since 2023-06-29
  • MI RA
    APPROVED
    Since 2023-04-21

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

777 E Eisenhower Pkwy, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Ann Arbor MI 07/2021 01/2023
J.P. Morgan Securities Llc Ann Arbor MI 07/2021 01/2023
Eaton Jackson MI 04/2019 07/2021
Fifth Third Bank Lansing MI 04/2016 04/2019
Ymca Storer Camps Jackson MI 03/2011 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Okemos MI 01/2023 Present
Eastern Michigan Jackson MI 01/2016 08/2018
Bank Of America N.A. Okemos MI 03/2023 Present
  • 07/2021 → 01/2023
    Jpmorgan Chase Bank, N.A.
    Ann Arbor, MI
  • 07/2021 → 01/2023
    J.P. Morgan Securities Llc
    Ann Arbor, MI
  • 04/2019 → 07/2021
    Eaton
    Jackson, MI
  • 04/2016 → 04/2019
    Fifth Third Bank
    Lansing, MI
  • 03/2011 → 05/2017
    Ymca Storer Camps
    Jackson, MI
  • 01/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Okemos, MI
  • 01/2016 → 08/2018
    Eastern Michigan
    Jackson, MI
  • 03/2023 → Present
    Bank Of America N.A.
    Okemos, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-19
S63 Uniform Securities Agent State Law Examination 2021-10-25
  • S66 Uniform Combined State Law Examination
    2023-04-19
  • S63 Uniform Securities Agent State Law Examination
    2021-10-25
Other Names
  • Gary Pool
  • Gary B Pool

View on SEC IAPD

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