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J Alexander Mattingly

Edward Jones

Seal Beach, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-02
CA RA APPROVED 2026-01-05
  • TX RA
    APPROVED
    Since 2026-02-02
  • CA RA
    APPROVED
    Since 2026-01-05

Branch Locations

500 Pacific Coast Hwy Ste 106, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Irvine CA 08/2021 06/2022
Saint Marc Usa Los Angeles CA 12/2015 06/2021
Nylife Securities Llc Irvine CA 01/2022 06/2022
Edward Jones Seal Beach CA 07/2023 02/2026
American Art Construction Long Beach CA 07/2022 07/2023
Chocolatte Enterprises Buena Park CA 10/2022 11/2022
Edward Jones St Louis MO 02/2026 Present
  • 08/2021 → 06/2022
    New York Life
    Irvine, CA
  • 12/2015 → 06/2021
    Saint Marc Usa
    Los Angeles, CA
  • 01/2022 → 06/2022
    Nylife Securities Llc
    Irvine, CA
  • 07/2023 → 02/2026
    Edward Jones
    Seal Beach, CA
  • 07/2022 → 07/2023
    American Art Construction
    Long Beach, CA
  • 10/2022 → 11/2022
    Chocolatte Enterprises
    Buena Park, CA
  • 02/2026 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
S63 Uniform Securities Agent State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2025-12-12
  • S63 Uniform Securities Agent State Law Examination
    2022-02-25

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA

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