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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2009-08-11
NJ RA APPROVED 2006-12-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2009-08-11
  • NJ RA
    APPROVED
    Since 2006-12-14

Branch Locations

50 Route 111, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Smithtown NY 01/2005 Present
Bank Of America, N.A. Smithtown NY 12/2015 Present
Other Businesses

I*, 2783261 Entity Type: Entity Charitable Name of OBA: Comsewogue Athletic Youth Association Address: Port Jeff Station, New York 11776 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/02/2025 No Hours: 50 hours per year No Hours during trading: 0 Duties: Coordinating the cheer program with the Directors of the Board, maintaining positive communication between the board, coaches, parents and teams, encouraging volunteering and participation within the league for games and events, managing equipment and uniforms. The CYAA has been formed to provide a safe and supportive environment where young athletes can develop their physical and emotional skills, build character, and foster a love for sports and teamwork, while promoting good sportsmanship, respect and community values.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-13
  • S66 Uniform Combined State Law Examination
    2006-12-13
Other Names
  • Lori Anne Gergel

View on SEC IAPD

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