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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-15 |
| FL | RA | APPROVED | 2018-12-10 |
| CA | RA | APPROVED | 2018-12-07 |
| TX | RA | APPROVED_RES | 2018-12-07 |
Branch Locations
555 French Rd, Building 2, New Hartford, NY 13413 • United States
4 Sentry Parkway Suite 102, Sentry Park, PA 19422 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M. Griffith Investment Services, Inc. | New Hartford | NY | 06/2012 | 12/2018 |
| Robert W Baird | Milwaukee | WI | 12/2018 | Present |
CLASSIC SPORT & LUXURY MOTORCARS, OWNER 8875 N. MAIN STREET, POLAND, NY 13432 APPROXIMATELY 1-5 HOURS PER WEEK NOT DURING TRADING HOURS NON-INVESTMENT RELATED ACTIVITY Start date: 10/2015 BAGG'S SQUARE BREWING COMPANY, OWNER 7 FIRST STREET, UTICA, NY 13501 APPROXIMATELY 2-10 HOURS PER WEEK, NOT DURING TRADING HOURS NON-INVESTMENT RELATED ACTIVITY Start Date: 2018 Planning stages 7 Stalls Holdings LLC 8875 N Main St, Poland NY 13431 APPROXIMATELY 1 HOUR PER WEEK, NOT DURING TRADING HOURS NON-INVESTMENT RELATED ACTIVITY Role/Responsibility: Rental Property Name and Address: Rental Property Aruba Start Date: TBD Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Rental Property Owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-27 |
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